SECTION 1: INTRODUCTION
An
attack on critical thinking, on a scientific attitude and way of reasoning, is today
an integral part of the attack by Hindutva forces and the present ruling
dispensation.
The
Indian Constitution, in Article 51 A (h) states that it is part of the
fundamental duties of citizens to “...develop the scientific temper, humanism
and the spirit of inquiry and reform.” In stark contrast, a Statement by 107
leading scientists in the country, issued in the aftermath of the astonishingly
obscurantist happenings at a Seminar on the sidelines of the Indian Science
Congress in January 2015 (about which we shall hear more later), pointed out
that: “...what we are witnessing instead, is the active promotion of irrational
and sectarian thought by important functionaries of the government.”
This
is what is at stake.
Mythology
as Fact Fantastic and unscientific
claims were made at this Seminar on “Ancient Indian Sciences through Sanskrit,”
a side-event held for the first time at the 102nd Indian Science Congress in
2015. “Ancient knives so sharp they
could slit a hair in two.” Rishis and Munis of “Vedic times,” “at least 7,000 years ago,” could extract
“24-carat gold from cow dung.” Ancient seers of that period could make aircraft
and 40-engined spacefaring rockets “that could undertake interplanetary travel!”
Dinanath Batra, who runs the
Shiksha Bachao Andolan (Save Education Movement) and is an office-bearer of the
Sangh Parivar offshoot Vidya Bharati, has authored a book “Tejomay Bharat”
which has now been included in the Gujarat school syllabus with an introduction
by then Gujarat Chief Minister Narendra Modi. Among other incredible claims,
the book says: “America wants to take the credit for invention of stem cell
research, but the truth is that India’s Dr.Balkrishna Ganpat Matapurkar has
already got a patent for regenerating body parts… You would be surprised to
know that this research is not new and that Dr.Matapurkar was inspired by the Mahabharata”
(pp 92-93). Apparently, the birth of 100 Kauravas from one egg of Gandhari was
an example of stem cell research in ancient India. Similarly, Sanjay describing
the Mahabharata War remotely to Dhritarashtra proved the existence of
television in those times. And “transplanting” an elephant’s head on to the
human body of Lord Ganesha in Indian mythology was an instance of plastic surgery!
Mythology becomes reality! And no scientific evidence or reasoning is required,
in fact is inimical to the search for historical veracity!
The Batra view of science was again
endorsed by the PM, Shri Narendra Modi, in a speech delivered while opening a
new wing of Reliance Hospital in Mumbai in 2015, when he claimed that plastic
surgery, organ transplants and IVF technologies were all available in ancient
India.
One
approach to all these claims is to laugh them away. But this underestimates the
impact that such claims may have on the popular imagination, especially in less
educated sections of the population or even among those more educated sections
who happily embrace obscurantist ideas even if they know them to be incorrect
and like to aggressively assert their Hindutva leanings.
Criticism Attacked A storm of criticism in the media
and from scientists in India and abroad to these and other claims at the
Science Congress symposium, objected to unscientific statements, mixing of
history and mythology, and assertions being made without proper evidence, the
cornerstone of the scientific method and of the Indian Science Congress itself.
Anyone who thought the criticism would have embarrassed Hindutva proponents was
quickly proved wrong.
Emphasizing
that these were not stray comments by “fringe elements,” a string of
unapologetic and combative comments followed from Union Government Ministers
and leading lights of various Sangh Parivar organizations, directly or
indirectly defending the views expressed at the symposium, or making additional
assertions along the same lines, revealing a determined effort to reinforce what
was evidently a well-planned and concerted ideological campaign.
Former
Minister in the Vajpayee-led NDA government and then Governor of Uttar Pradesh,
Mr.Ram Naik, in his valedictory address to the Congress, felt the need to
stress that ancient India had made huge strides in sciences like medicine,
astronomy, mathematics and
astrology (emphasis added),
and that he “pitied those who are ashamed of our history,” which none of the
critics had said they were. Former BJP President and Home Minister Rajnath Singh
said after the Congress that local pundits or astrologists should be consulted
rather than NASA scientists for astronomical predictions on eclipses and such!
This
chorus rejecting the criticism of unscientific claims show that these different
claims and assertions together amount to a cohesive Hindutva narrative on
science in ancient India. It is
also perhaps a signal of future ideological campaigns of considerable
significance for contemporary intellectual and political discourse in India, especially if they are backed
by State power.
The very
use of the prestigious and internationally renowned Indian Science Congress
occasion also showed that, contrary to the forward-looking development-oriented
outlook that the present government proclaims, the wider socio-political
movement it represents does not mind causing immense damage to genuine knowledge
creation and to major scientific institutions in India in pursuit of their
ideological agenda.
Dangers of the
obscurantist narrative To take this narrative more
seriously, one should recognize that there are five main elements to it, each
of which has its own significance.
First,
there is insistence that the Vedic-Sanskritic Hindu traditions have the maximum
antiquity. Dates usually cited for such ancient knowledge are often 7,000 to
8,000 years ago with some outlandish claims for 20,000 years ago taking us
virtually to the stone-age! Basic idea being asserted is that ancient Hindu
civilization and the knowledge it threw up are the oldest in the world, its contributions
to science and technology came before similar contributions by any other
civilization, hence ancient Hindu civilization is the greatest in the world.
The
exclusive attention paid to Sanskrit texts completely ignores writings in Pali
and Prakrit in ancient India, thus excluding epistemological and methodological
streams from Jaina and Buddhist traditions. The Rashtriya Sanskrit Sansthan,
under the Ministry of Human Resources Development, says in its home page that
“Sanskrit… provides the theoretical foundation of ancient sciences.” No need to
study science, just study Sanskrit! Overlapping time periods involved would
also challenge the “oldest” tag being applied to the Vedic-Hindu traditions. Reputed
mathematics scholars and historians (for instance S.G.Dani, “Ancient Indian
mathematics: a conspectus,” and “Mathematics in India: 500 BCE-1800 CE” by
Kim Plokfer, Princeton University Press, 2009) have argued that this would mean leaving
out of consideration important knowledge and mathematical traditions since
Jaina and Buddhist scholarship had several concerns that were significantly
different from those of the Vedic Brahmins, such as a lack of interest in, if
not antipathy towards, ritual performances which were major promptings for so
much of Vedic mathematics.
Secondly,
no concrete verifiable evidence is cited for these claims, such as
archeological evidence, carbon-dating, linguistic analysis etc. Instead,
support is usually taken of vague suppositions and mythologies. In the final
analysis, it is asserted that the mythologies themselves are in fact history
and need no further proof, faith being the ultimate proof. In effect, they are
arguing: You don’t need evidence because we say it was like this. Remember the
debate on the history of the Ram Temple in Ayodhya? It is our faith that Rama
was born at this very spot, therefore it MUST be so. Are the Hindutva forces
heading in the same direction regarding science in ancient India? Is scientific
or historical evidence considered irrelevant in the face of belief?
Third,
the Hindutva narrative totally ignores the extensive interactions and exchanges
of knowledge between cultures and civilizations over many centuries, and
pretends that the Indian sub-continent was some kind of isolated entity where
ancient Vedic-Sanskritic scholars by themselves created this knowledge and, if
at all, generously shared this knowledge with the outside world. There is no
acknowledgement of the borrowing of ideas between cultures through interactions
of traders, merchants, scholars and other travellers while, actually, the same
are openly and explicitly acknowledged in scholarly and travel writings in the
different cultures involved. This narrative therefore denies a fundamental
aspect of science and knowledge creation, namely its universal character and
the contribution by all cultures and civilizations to this accumulated body of
knowledge which we today call science.
Fourth, there
is the familiar project to galvanize “Hindu pride,” overcome past
“humiliations” in the form of conquests or subjugation by outsiders of
different faiths, and re-build confidence for the future, by projecting Vedic
Hinduism as the most ancient, advanced and knowledgeable of all civilizations.
But it should be realized that this endeavour itself is not a new one, in fact
it harks back more than a century and a half to the early stages of the
national movement in India against colonialism. These early
efforts by intellectuals in India,
and by several abroad, aimed to uncover and translate into European languages
ancient Indian, mostly Sanskrit, texts in philosophy, metaphysics and the
sciences so as to showcase the greatness of Indian civilization so as to
counter the colonial effort to belittle the Indian civilization and justify
rule by the “superior” British. Rediscovering ancient Indian knowledge and
capabilities had an important role in the struggle against colonialism.
Fifth, the
Hindutva narrative claims that only they have “discovered” these valuable,
great and ancient contributions by the Vedic-Sanskritic culture, identified as
synonymous with the Indian civilization. They also claim that those who have a
different or opposing view, especially those who acknowledge contributions by
other cultures and who do not automatically give ancient Hindu knowledge “first
place” in all discoveries or inventions, are guilty of downgrading Hindu i.e.
ancient Indian contributions, and are therefore all westernized “Macaulay
putra,” i.e. westernized intellectuals who have swallowed the Western
outlook, or are Nehruvian or Marxist.
This strand of the narrative that contributions of ancient India to science were totally suppressed or
unknown until Hindutva proponents “discovered” them is bizarre. In fact, extensive
work has been done by scholars both in India and
abroad on science in ancient India. This work, especially from the second half of the 20th century onwards, has been based on
carefully evaluated evidence from multiple sources, including texts in Sanskrit
and other classical Indian languages, both in original and in translations in
Arabic, Latin or other languages. The
assiduous research reflected in the exhaustive work of D.D.Kosambi,
D.P.Chattopadhyaya, J.D.Bernal, Joseph Needham (incidentally all Marxist
scholars) and well known and need no repetition here.
If the Hindutva goal were simply to highlight achievements in
ancient India, there is no shortage of real, pioneering knowledge creation,
such as the orbital motion of the planets relative to the sun, the inclination
of the earth’s axis, the place value system, early estimations of the value of pi
(π), the decimal system including the zero, algebra and different aspects of
trigonometry and early forms of calculus, advances in medicine, metallurgy and
so on. When all these exist and can be proudly proclaimed, regardless of
childish “me-first” games which do not further the understanding of either
history or science, what is the need to assert fictitious or imaginary claims?
Such fantastic claims only serve to devalue real achievements. Far from adding
to the glory of Indian civilization, Hindutva advocates are embarrassing the
nation and doing a huge disservice to its great contributions to science in
ancient times and to the work Indian scientists are doing today.
Finally, it
must be said that the battle underway is not just science versus mythology,
false claims against historical fact, but a battle for academic and
intellectual rigour, for the method of science and of historiography, and
ultimately for a scientific attitude and critical questioning, as against blind
acceptance of authority whoever that may be. That last is the authoritarian
road, which leads to a very bleak future, however glorious our past has been.
In different Sections below, we
take up specific Case Studies of ancient Indian contributions to science and
technology. These examples not only showcase the real advances made in ancient
India, but will also bring out the give-and-take between different
civilizations that resulted in these contributions. The Case Studies would also
examine the limitations of these discoveries or other ancient knowledge
contributions, and reasons for the same. Science is, after all, a continuous
endeavour of updating, correction and renewal, and could neither have reached
its peak in some mythical golden age, nor has an “ultimate Truth” in some
determinate future time.
SECTION 2: THE
PYTHAGORAS THEOREM & MATHEMATICS
All of us perhaps recall the
Pythagoras theorem from our school days. In its most well-known version, it
states that in a right angled triangle, the square on the hypotenuse (the side
opposite the right angle) is equal to the sum of the squares on the other two
sides. Sets of numbers that satisfy this relationship, for example 3, 4, 5 which
relate to each other such that 32+42=52, are called Pythagorean
triples.
Dr.Harsh Vardhan, Union Minister
for S&T and a surgeon by training, made a fantastic claim at the 102nd
Indian Science Congress held in Mumbai, that the theorem should be actually
called as Baudhayana Theorem, because it had been established in the Sulba
Sutras long before Pythagoras. Indeed, historians of science have long argued
that what goes by the name of Pythagoras theorem was perhaps was already extant
knowledge and not really discovered by him. The Minister’s claim not only betrayed
a lack of knowledge, but also a lack of appreciation of how to deal with the
subtleties of the history of science.
Reacting to the Minister’s fantastic
claim, Professor Dr.Manjul Bhargava, winner of the prestigious Fields Medal and
Professor of Mathematics at Princeton University, put the issue in perspective.
He stated that the Pythagoras theorem “should either be an Egyptian theorem if
you look at the standard of just having an idea about it, an Indian theorem if
you are looking for a complete statement of it, or a Chinese theorem if you are
looking for the proof of it”.
Although there is no statement of
theorem anywhere, one finds evidence of Pythagorean triples as far back as
2,500 BC in Egypt, when number combinations such as 3, 4, 5 and 5, 12, 13, were
noted in structures there. These ratios satisfy the theorem but could have
easily been arrived at by trial and error or coincidence.
The earliest known systematic
listing of Pythagorean triples satisfying a2 + b2 = c2 is found in the 1,800
BC “Plimpton tablets” used for teaching scribes in Mesopotamia, or the modern-day Arab world,
pre-dating both the Sulba Sutra and Pythagoras. While there is still no
unambiguous written statement of the theorem in these tablets, triples with
very large numbers given in the tablets suggest a good understanding of the
idea. Mesopotamia and Egypt routinely exchanged
goods, knowledge and texts. Egypt, either independently, or from Mesopotamia,
also knew about Pythagoras theorem. It is also known that Pythagoras spent a
considerable part of his early life in Egypt and learned a good part of his mathematics from the
Egyptians.
The
Sulba-sutras tell us how to make different kinds of altars or vedis for
religious purposes. There are four important Sulba-sutras, that of Baudhayana
(c. 800 BCE), Manava (c. 750 BCE), Apastamba (c. 600 BCE) and Katyayana (c. 200
BCE). The Sulba-sutras are a part of Vedanga Jyotisha, and are
therefore a part of Brahminical rituals. Sulba-sutras of Baudhayana
explicitly states the Pythagorean theorem, that if you have a right-angled triangle,
the square of the length of the hypotenuse is the sum of the squares of the
lengths of the other two sides. This seems to be the first recorded instance,
but does not establish that is where the idea originated.
If one uses the rigour that
mathematicians use, i.e. that one needs not only a statement, but also proof,
then one has to note that whereas the Sulba-sutras do contain proofs in
some special cases and contain numerical proofs in general, it is the Chinese
mathematical text that has the first recorded rigorous proof of the Pythagorean
theorem. Baudhayana provides a proof for isosceles
right-angled triangles (with two sides of equal length), while Apastamba gives
a numerical proof of the more general statement, true for any right-angled
triangle.
As
stated earlier, the Chinese too knew about the Pythagoras theorem, known in
China as the kou-ku theorem. Zhou Bi Suan Jing's Chinese manuscript dated
sometime between 1046 BC and 256 BC contains a rigorous mathematical proof. It
is conceivable that the statement of the theorem went from India to China, but
the complete, rigorous proof seems to have been arrived at in China. The Chinese had also developed another proof of the Pythagoras
theorem, in a visual form.
The claim to fame of Pythagoras is
that he was supposedly the first to provide a formal proof of the theorem.
However, neither the Euro-centric claim of Pythagoras providing the first proof,
nor the Indo-centric view of India being the original home of the Pythagoras
theorem, are completely true.
Each of the culture areas that we
have discussed shows their unique contributions. They all learn from each other
and openly acknowledge what they have learned from other scholars. The attempt
to seek credit for only one specific culture area is the consequence of trying to
create a national or racial claim to a historical “first.” The West attempted
its racist history of science by claiming that only Greek mathematics is true
mathematics as it had a concept of proof. They reject all evidence of the deep
debt that Greek mathematics and science has to Egypt. It is the same impulse
that inverts this racist interpretation of history to argue that India
“discovered” the Pythagoras theorem and gave it to the Greeks.
These different layers of
information suggest that the question of who discovered the theorem is not a
well-defined one and perhaps not even interesting. The Pythagoras theorem shows
how the history of science and mathematics is not one of who did what first,
but to see the broad sweep of development and what have been the contributions
of each cultural area. The idea perhaps had multiple origins in various
cultures and travelled from culture to culture, each time embellished and
perfected over time. Thus assigning credit it to one individual or culture is
absurd.
3.
AERONAUTICS AND ROCKETRY: MYTH AND REALITY
In the medieval period, major
advances were made in Indian technology but these advances are somehow ignored
by the Hindutva school of thought which seems to focus exclusively on the
ancient period. The interaction with Central and West Asia brought into India
many new aspects of architecture like the ability to make true arches and
domes, the popular use of paper, stitched clothes, metal inlays, the Persian wheel for deep well
irrigation, and new type of looms for weaving cotton.
One major advance made in India
was in rocketry.
Hyder Ali and Tipu Sultan were pioneers
in advancing rocketry. They used such rockets effectively against the British in
the Anglo-Mysore wars.
Prof.Roddam Narasimha, one of the
doyens of Indian aeronautics, in a paper in 1985, (Rockets in Mysore and
Britain, 1750-1850 A.D., National Aeronautical Laboratory, 1985)
discussed Tipu and Hyder Ali's contributions to the development of rocketry.
Abdul Kalam, who according to the current Culture Minister, Mahesh Sharma, was
a “nationalist” “despite being a Muslim,” accorded high praise in his
autobiography to Tipu Sultan and Hyder Ali for their contributions to rocketry.
Prof.Narasimha discusses the
discovery of gunpowder and early rockets in China in the 11th century, and how
they travelled to other parts of the world including India. These early rockets
fell into relative disuse after the invention of the cannon in the 13th century.
Prof.Narasimha analysed Tipu and
Hyder Ali's major contributions to rocketry. He noted that they used metal
casing for the rockets, instead of the then prevalent bamboo and paper casings.
With such metal casings, rockets could travel up to 2 km, a huge increase in
their range. These rockets also had a much greater carrying capacity. They also
used sword blades tied to the rockets, to stabilise their flight, much in the
way we use a long stick in Diwali “rockets.” Such swords also served as weapons
when they landed among the enemy soldiers.
Tipu had built a huge number of
rockets and used massed rocket attacks in his battles against the British. In
Tipu's 1780 battle in Pollilur (2nd Anglo-Mysore War), such rocket attacks
played a decisive role in the defeat of the British.
After Tipu's defeat in the 4th
Anglo Mysore War, the British carried away a large number of unused rockets to
England, where William Congreve subjected them to scientific study. It was
Congreve's research – reverse engineering as we would call it today -- and
further development that lead to the use of rockets by the British against the
French in the Napoleonic wars, and later against the Americans.
As opposed to the actual
contributions in aeronautics and rocketry, we have the incredible claims of the
Hindutva lobby. In the symposium at the 102nd Indian Science Congress, 2015, a
paper on ancient Indian aviation technology was presented by two speakers, one
of whom was Captain Anand J. Bodas, a retired pilot. He told the audience and
the press such gems as that, in Vedic or ancient Indian times “at least 7000
years ago,” an aeroplane travelled “through the air from one country to
another, from one continent to another continent, from one planet to another
planet ... and could move left, right, as well as backwards." To those who
questioned his claims based on contemporary aeronautics, he retorted: "modern
science is unscientific."
Bodas's claims are based on Vymanika
Shastra, a work written in Sanskrit by one Subbaraya Shastry. Shastry lived
from 1866 to 1940. He had claimed that the ancient sage Bharadwaja appeared to him
while he was in a “psychic trance” and dictated the entire text to him! The
only “evidence” of the antiquity claimed by Shastry was the period that sage
Bharadwaja must have lived in!
The text, Vaimanika Shāstra, was
extensively studied by a team of five professors from the aeronautical and
mechanical engineering departments of Indian Institute of Science (IISc),
Bangalore, and including Sanskrit scholars. Their conclusions are telling. Vaimanika
Shastra was not an ancient text, but was written in modern Sanskrit in the
early 20th century, not in Vedic Sanskrit. They also concluded that it was bad
science, and nothing that was built as it described in the above text, with
drawings, could ever have flown.
In contrast, the study by the
IISc team Roddam's study shows us how history of science is to be treated. Not
the vainglory of a mythical past with aeroplanes that can go forwards and
backwards and fly in space between planets, but meticulous research and
analysis of what it really was. The IISc team showed how the text contains no
description or displays no knowledge of any elementary aeronautical principles.
They also showed that building of aircraft and spacefaring rockets also
required knowledge of, and manufacturing techniques relating to, advanced
materials, different components, fuels etc. Vaimanika Shastra contained no
mention of any of these, and no archaeological excavation or ancient text
pointed to any such thing. Inventions do not suddenly appear out of thin air,
but have antecedents, earlier work done by others, and processes by which
earlier advances fed into to the larger body of aeronautic knowledge, and are part
of what we are doing even today.
Science and technology advances
by being open to both the external world and the knowledge of other
disciplines. By treating myth as history, we do a great disservice to the
actual advances we made in the past. The sterile worship of the past can only
kill science and technology in the country.
4. THE CURIOUS CASE OF
ARYABHATA: RESPECTED AND REVILED
Earth is spherical in nature, it
rotates about its axis, resulting in day and night, eclipses are just a play of
shadows, with the Moon's shadow falling on Earth resulting in solar eclipse and
Earth’s shadow falling on the Moon resulting in lunar eclipse. These are some
of the seminal pronouncements of Aryabhata (476–550 CE), arguably India’s
greatest ancient mathematician and astronomer. Aryabhata is also credited with
numerous mathematical discoveries or innovations such as the place value system
(with numbers written in units, tens, hundreds etc), the zero (as a place
marker), value of pi (π) to a high degree of accuracy and so on. However, in
this Section, we shall restrict ourselves to Aryabhata’s work on astronomy.
Aryabhata is today a revered
figure in India, whose first satellite was named after him. Yet in his time, and
for many centuries thereafter, Aryabhata’s astronomical work and his model of
the solar system were ridiculed and his ideas were deliberatively mis-interpreted.
While scientific dispute and doubt are usual and should be respected and
appreciated, those who mocked him at that time not only disputed his theories
often without evidence, but castigated him for going against Vedic postulates
and Puranic claims.
Spherical Earth In ancient times, led by
their common sense, people across different cultures believed that the earth
was basically flat, with some cultures like the Chinese believing it was
rectangular and others that it was round like a flat disc or coin. Satapatha Brahman (6.1.2.29) too said the Earth
is four-cornered. In classical Tamil Sangam literature (c.300 BCE - 300 CE), the
Earth was viewed as a land surrounded by oceans, again a concept common across
many cultures. Philosophers in ancient Greece too adhered to some version of a
flat earth.
Admittedly, there is a
single reference to Earth as “Bhoogola”, i.e., the “sphere that is earth”, in
the Bhagavata. Some use such cherry-picked words to make tall claims that the
Puranas unambiguously assert the spherical nature of the Earth. However a
careful reading of the Bhagavata shows that nowhere is Earth described as a
sphere, on the contrary, Earth is described as circular and flat.
The idea of a spherical Earth appears in classical Greek
philosophy with Pythagoras postulating the Earth as a sphere c. 600 BCE and
Aristotle providing empirical evidence of a spherical Earth around 330 BCE.
Aristotle, of course, viewed the sphere as the perfect shape, and the divine
cosmology demanded that this perfection be embodied in all heavenly bodies.
It is not
known if these ideas were known to or influenced astronomers in India at that
time. However, the ideas of Ptolemy (c.100-170 ACE) to describe the motion of
the sun, moon, planets and other heavenly bodies, certainly seem to have been
known by the time of Aryabhata who also used Ptolemaic epicycles (a pattern of
movement which served to explain difference between observation and
calculations based on pure circular motions).
However, the
predominant Puranic view, as also of Buddhist and Jaina scholars, during that
period was that of a flat Earth with a central land mass surrounded by oceans,
and a cosmos comprising air, the sun and moon, and the various planets and
stars. The Puranic view placed the abode
of the Gods, Mount Meru, at the centre with the Moon on the top and the Sun
whirling around Meru “like the circumference of a potters wheel.” The pole star
of Dhruva was viewed as the pivot or axis of the whole planetary system, with
all the planets and stars connected to it by respective bands or chords of air called
pravaha. Day and night are caused by sunlight or shadow of the tall Mount Meru
as the sun goes around it, and eclipses were caused by the well-known mythical
cosmic serpents Rahu and Ketu.
Motion of Earth Aryabhaṭa departed sharply from the
Puranic cosmology. His model was still geocentric, in which the Sun, Moon and
the planets each move in epicycles, which in turn revolve around the Earth,
similar to Paitamahasiddhanta (c. CE 425) which used two epicycles, a smaller manda
(slow) and a larger sighra (fast), with Earth at the centre to describe
the motions of the heavenly bodies.
Aryabhata posited the Earth
as spherical. The Moon is placed nearest to Earth, followed by Mercury, Venus,
the Sun, Mars, Jupiter, Saturn, and then the nakshatras or stars.
With this basic model,
Aryabhaṭa boldly proposed, among others:
(1) the diurnal rotation
of the Earth around its own axis (rather than the apparent rotation of the Sun
around Earth)
(2) a corresponding
theory of gravity to explain why objects are not thrown out as the Earth spins
(3) the variability of
the concept of “up'' and “down'' depending on where one is located on the
globe, and
(4) explanation of
lunar and solar eclipses as, respectively, Earth's shadow on the Moon and the
Moon coming between the Earth and the Sun.
Importantly, Aryabhata
insisted that only observation and experience constituted a basis for
theorization or explanation, for instance of eclipses, not pre-conceived ideas
or supernatural powers. Siddhantic astronomy, of which Aryabhaṭa was one of the
founding figures, therefore departed from established cosmology with
quasi-religious suppositions.
Aryabhaṭa showed that the
Earth rotated about its axis once a day resulting in day and night, and
generating the apparent east-to-west motion of the Sun. Aryabhaṭa remarked that
for a person in a moving boat, the banks and objects such as trees on the bank
would appear to move in the opposite direction, and similarly, when the Earth
rotates from west to east, the Sun and the stars seem to move from east to
west.
Aryabhaṭa further
argued that the Moon and planets shine by reflected sunlight. He noted that the
lunar eclipse occurs only on the full moon, i.e. when the Moon is 180 degrees
away from the Sun. The eclipse, he reasoned, was then caused by the shadow of the
Earth falling on the Moon. Similarly, a solar eclipse occurs only on the new
moon day, when the Moon is in the same direction as the Sun. When the Moon
comes between the Earth and the Sun, it casts its shadow on the surface of the
Earth resulting in a solar eclipse. Aryabhata discusses at length the size and
extent of the Earth's shadow and then provides the calculations explaining the
size of the eclipsed portion. Aryabhaṭa also provided computational methods for
predicting astronomical phenomena like eclipses. Later Indian astronomers
improved on the calculations, but Aryabhaṭa's methods still remained the basis.
However, Aryabhaṭa was
attacked by many later astronomers such as Brahmagupta (c. 628 CE) and
Varahamihira (505-587 CE). Varahamihira objected to Aryabhata’s conception of
the earth’s rotation on its own axis, raising questions as to why birds and
bees were not flung backwards. Brahmagupta wondered why objects did not fall,
and others questioned why arrows did not draft towards the west etc. Indeed,
almost the same objections were to greet Galileo’s helio-centric theory!
As years went by Aryabhaṭa
was also treated as a “rishi” or great sage who had obtained his startling
insights not through scientific investigations and observations but by divine
revelation. Nevertheless, the effort was to somehow reconcile Aryabhaṭa’s
notions conform with Puranic concepts such as of a flat, stationary Earth. Even
his sutras were modified, from stating “pranenaiti kalam bhur” to “pranenaiti kalam bham,”
the former word implying the Earth’s rotation while the latter implied the sun
and stars revolving around the Earth each day!
Aryabhata’s eclipse
theory came in for even sharper criticism. If the eclipses are mere shadow
play, then what is the need for Brahmins to perform ablutions during an
eclipse? If indeed the duration of
eclipses can be predicted before they happened, then what is the point of
appeasing Rahu-Ketu with offerings and worship to release the imprisoned Sun or
Moon during an eclipse?
Varahamihira, the
author of the famous astronomical treatise Pancasiddhantika, was cautious and
tried to reconcile the Puranic myths with the scientific knowledge expounded by
Aryabhata. He agreed with Aryabhata’s explanation of eclipses, but argued the mythical
Rahu or Ketu is also present near the eclipsed Sun or Moon, and it is necessary
to perform traditional rites as expounded in the Puranas and scriptures. Brahmagupta
went one step further in his Brahmasphuta-Siddhanta and vehemently asserted
that as per the Vedas, “the word of God”, that eclipses are caused by Rahu and
Ketu
Thus, under the
pressure of orthodoxy, ancient Indian astronomers and philosophers often felt obliged
to agree with myths in spite of knowing scientific explantions for phenomena.
Rise of Orthodoxy So, even though India could
boast of so many giants of astronomy and mathematics, Aryabhata was derided and
even ridiculed, including by such accomplished scholars as Varahamihira and
Brahmagupta? Researchers say that the demise of this great astronomical
tradition in India is linked to the rise of orthodoxy during the 7th and 8th
centuries.
The Gupta period
during which Aryabhata lived, was characterized by assimilation, tolerance and
broadmindedness. Universities like Nalanda, Nagarjunakonda, and Vikramasila, had
been founded and were patronised. Historians point out that this period was the
height of Buddhist and Hindu architecture. It was a period of openness to
global ideas, and characterised by magnificent achievements in
religious-philosophical debates among Jains, Buddhists and Sanatis. However,
all these came to an end when religious orthodoxy took hold of social life
subsequent to the Gupta period. In particular, the Manu Smriti, which had a
strict injunction against heretical thinking, became influential. Rules of
rigid caste hierarchy, untouchability and women’s subordination, all became stricter
and religiously sanctioned. All knowledge and science became more secret,
secluded, hidden and concealed, and every new thought and invention was
opposed. Even Ayurvedic vaidyas were considered ‘polluted’ and
downgraded in the caste hierarchy. Astronomers or so-called jyotirvids
were denounced and declared ‘polluted’. Manu Smriti condemned and prohibited scholars
from being called to yagnas, mahadanas and shraadhas. Further, the Brahmins
changed the meaning of the word jyotirvidya, which to Aryabhata and to others
of his time, meant simply the study of the movements of the stars, now came to
mean the ‘study’ of the supposed effects of stars on human beings.
The sufferings of
Galileo and Bruno at the hands of faith-based orthodoxy are well known.
Orthodoxy and fundamentalism have always been an impediment to the growth of
science and knowledge. Closer to home, one of the greatest ancient Indian
astronomers, Aryabhaṭa had to meet a similar fate at the hands of Vedic orthodoxy
foregrounding revelations and faith over reason and evidence.
Contemporary
developments that similarly foreground faith over evidence and reason would once
again take us to the dark ages.
5. IRON
& STEEL: METALLURGY
The use of metals, and
the development of knowledge and skills about their extraction, purification,
alloys and working to make products, has been one of the definitive
achievements marking a qualitative shift in the advancement of human societies.
Only gold and, to a lesser
extend, silver and copper are found naturally more or less in their pure form
requiring little effort to extract. But these metals were too soft to find
practical application as tools or weapons, in comparison to the hard stone
implements used widely at that time, they were mainly for ornamentation
especially for temples, kings and the aristocracy. Gold and silver ornaments
have been found in Mohen-jo-daro (c. 3000 BCE), in Mesopotamia (in the region known
today as Iraq) and Egypt around 2500 BCE. Copper, when heated then allowed to
cool in air (i.e. annealed) could be beaten into different shapes better and
Gold could be melted and poured into moulds (a process called casting) such as
the famous death mask of the Egyptial Pharaoh Tutankhamun ca. 1300 BCE. Pottery
furnaces with reasonably high temperatures were soon put to use for extracting
copper from its ores, mainly the carbonate ore malachite.
Over time, copper and
the more rare tin were combined to make bronze which has a low melting point,
therefore enabling casting by which a wide variety of products could be made
such as vessels, containers, weapons and tools. Yet due to the scarcity of
copper and tin, as well as the relatively remote places where they were found
and hence the high cost of transportation, bronze was expensive. Its products
were therefore used mostly by the aristocracy, wealthy merchants and the like,
mostly in the large cities that were characteristic of the period that we now known
as the “bronze age.”
Of all the metals that
made major changes in the way of life, Iron was the foremost. Although iron
extracted from fragments of meteorites containing iron (available freely on the
surface, but in small quantities) was known to early human societies, its
rarity made its use scarce. Around
1500BCE or so, iron seems to have become available in relatively large
quantities through smelting (process of producing a metal from its ore by using
a reducing agent such as coal or charcoal to remove other materials leaving the
metal behind), making its appearance in different parts of the world, and
paving the way for a major transformation of human societies and civilizations.
As Iron and steel become available in larger quantities and in less cost more
soldiers could be equipped with superior weapons and body-protecting armour,
forests could be cleared with the axe, and agriculture could be improved
substantially using iron instead of wooden ploughshares.
The widespread use of
iron was one of the major factors for the end of the Bronze Age and its large
river-valley, city-centred economies, and marked the beginning of the
agriculture-based economies of the next two millennia and more. When and where
exactly iron emerged on a large scale is not yet known with any exactness, so
any culture’s claim of having accomplished this first has little foundation and
has little bearing on the shaping of the history of metallurgy, or science and
technology in general.
Science and Technique, Scholar
and Artisan In science, for example in
Astronomy as we have seen in earlier Sections, scholars themselves recorded
their own observations, calculations, hypotheses and critiques of other
scholars’ theories, and these writings often found their way across continents and
civilizations, either in original or in translation or as transmitted through
visiting scholars, where other scholars read them and incorporated the ideas
they liked into their own work. Itinerant scholars travelled to other
civilizations, met with other scholars, some even spending considerable time
there for study and interaction with local scholars.
Very few records show
that Indian scholars travelled abroad or extensively, but there are ample
records to show that Chinese, Arab, Persian, Central Asian and Greco-Roman
scholars visited India, were quite conversant with Sanskrit and also spend time
at institutions of learning. Evidence also shows that Indian scholars were
familiar with the work of Greek, Persian and Arab scholars whose ideas are
echoed in their Indian counterparts’ work. Knowledge of astronomy, mathematics
and philosophy spread throughout the ancient world in this manner and witnessed
much exchange and cross-fertilization of ideas. Scholars tried out the methods
of other those from different civilizations, compared results and observations,
and add such knowledge to their own, thus contributing to the spread and growth
of the body of knowledge which was later to transform into modern science.
In the matter of
technique (the term technology, although generally used quite loosely, is
probably better applied to the modern period when generalized principles are of
science are applied and incorporated into technique), however, the context and
processes involved in cultural exchanges were quite different. Practitioners
themselves would most likely have been artisans and skilled workers who,
despite differences between civilizations, would generally not have been
literate or at least may not have been able to write, describe and record their
practices in universally comprehensible terms. Equally important, artisans who
may otherwise have been highly skilled and knowledgeable in their own crafts,
would not have had the concepts or language with which to communicate to
others. Communication of these generalized concepts would have to wait for the
development of modern science so as to be properly articulated in the manner of
modern manuals, which carry descriptions within a common framework of
universally recognized concepts and principles.
Further, artisans
themselves perhaps also did not travel much to other lands, as it was usually
merchants who would carry their wares for sale in other centres within or
outside the country. Scholars who visited artisans in their own settings
observed their work, even described them with as much detail as they could
muster, but once again lacked the intimate knowledge, concepts and universally
familiar terminologies to be able to absorb or communicate these ideas and
practices in a replicable manner.
In short, unlike in
astronomy or mathematics, in technology the practitioner and the scholar were
two different people, indeed two different classes of people: the artisan and
the scholar, the patrician and the plebian, perhaps the educated and the
non-educated, and in India the higher and the lower caste.
Another fact that is
not adequately acknowledged, or at least discussed, is that artisans and other
skilled practitioners were quite secretive about their knowledge, operated in
almost closed kinship, clan or other groupings, and were reluctant to divulge
the intricacies of their crafts.
All these factors
relating to technique, were among of the major reasons why some civilizations
retained a virtual monopoly over the production and trade of certain categories
of products and materials, including metals, for many centuries. Contrary to
the claims of some “nationalist” historians, these unique contributions of
particular cultures or civilizations are not only because of the genius of that
culture but because, wherever such unique contributions were made, and they
were made in various regions of the world as we shall see, it was the
difficulties noted above that stood in the way of inter-cultural exchange of
techniques of making materials and artefacts. The world would need to wait for
the modern scientific and industrial revolution to be able to bring together
science and technique, which could thereafter justifiably be called technology,
which henceforth incorporated scientific principles and could be further developed
based on them.
Among the various
areas of metallurgy, among the most renowned of India’s contributions are the
techniques of making iron and steel. The Rig Veda contains several references
to metals as a category (ayas), but does not seem to refer specifically to
iron. It also refers to the dasyus or non Aryan-speaking peoples as having
ayas, which is also of course confirmed by pre-Aryan archeological finds.
Iron-making in ancient India What is known with a fair
degree of certainty, and verified through supporting evidence from different
disciplines, is that Indian iron and steel making, especially in South India,
was among the earliest in the world, and seems to have been firmly established
by the second millennium BCE. Other early finds are from West-Central India and
the Deccan. In other parts of the world, iron making was dominant in the
Hittite kingdom around 1500 BCE, in what is now Turkey and embracing parts of
Syria and Iraq, and spread into Greece
and the Mediterranean region by 1000 BCE or a bit later. Whereas there is
evidence of very early smelting of iron from Central Asia and the Caucuses
region, notably the prolific tribes-people of Chalybes in Anatolia (modern
Georgia), who were perhaps the first to make tempered steel, the balance of evidence
suggests that Indian iron-making may have been earlier.
More important than
who came first, however, is the renowned quality of the iron, steel and their
products made in ancient and medieval India, the techniques developed and used
to make them, and the vast quantities of these traded to all parts of the world
till well into the colonial era.
During that period,
Iron was extracted from its ores in the solid form because temperatures
required to melt the metal could not be reached. Simple clay furnaces with
hand-operated bellows as blowers were used, reducing the ore by adding
charcoal. This resulted in production of “blooms,” so-called by the flower-like
eruptions of iron and slag, from which pure iron (termed wrought iron) was
beaten out. This low-carbon (0.1-0.2% C) wrought iron could be worked well by
heating it and beating the metal when still hot into the desired shape. This
method of iron smelting would have taken considerable trial and error to figure
out, but then it was quite simple to replicate. No wonder this technique was in
vogue almost throughout the world.
This technique is
still practiced by several tribal groups in different parts of the country,
notably in Chhattisgarh and Jharkhand by the Asura and Agaria tribes.
One exception of even more
advanced technique stood out, namely the early invention of the blast furnace
in China to make cast iron as early as the 5th century BCE. Cast iron, meaning
the pouring of molten or liquid iron into moulds to make products, was unknown
elsewhere else in the world for several centuries because sufficient blast of
air could not be provided. But the Chinese, with their experience of
high-temperature furnaces for ceramics clearly had managed to devise equipment
that could achieve this. Indeed, it took till the 14th century for cast iron to
be appreciated in Britain and another couple of centuries for it to be made
there and in other parts of Europe, albeit with different techniques and at
industrial scales with major impact on India and China.
Cast iron has a fairly
high carbon content of 2-4% and, while hard, is quite brittle and difficult to
work. Its main advantage was that it has a relatively low melting point of
around 1100°C. Probably for these reasons, even though it was so widely made
and used in China, it remained for many centuries a product used mostly by
farmers and common folk including soldiers, for agriculture, cooking vessels
and of course weaponry. By the early years of the first millennium CE, it was
used extensively in China to make tools, weapons, vessels and utensils.
Both the Chinese cast
iron and the Indian solid reduction smelting process were distinct in that they
required more reducing conditions than usual and gave the iron thus made
special qualities,
Unique and prized Indian iron Indian iron had many
characteristics that made it quite unique and highly valued the world over.
Everyone of course talks about the famous Iron Pillar of the Gupta period ca.
300 ACE during the reign of Chandragupta II “Vikramaditya” whose reign is
commemorated in Pali on the pillar, standing over 7m tall and weighing about 6
tons. The pillar is installed in the Qutab Minar complex in Delhi and, despite
standing fully exposed to the weather all these centuries, has not rusted at
all. So let us too use this iconic artifact to understand the characteristics
of ancient Indian iron and what made it stand out.
`The most significant
feature of the pillar is the quantity of phosphorous (P) in its material,
considerably higher than found in modern iron which would not contain such high
proportion of P since it could lead to brittleness and cracking during hot
working. It was earlier believed that this was due to inclusion of slag, the
glassy waste material left over after the process of extracting the metal from
the ore. Lime was not added those days (unlike in modern blast furnaces) which
would have reduced the P deposits in ancient iron made by the solid reduction
process described above, hence the higher amount of P. However, by comparison
with the iron used in other artifacts of the same period, it is now understood
that the additional Phosphorous in the iron pillar was deliberately added,
probably by choosing particular types of wood, in order to get the desired
effect. Many other large iron objects of
that period, including building elements, show that weather- or
corrosion-resistance was deliberately sought and achieved by Iron smiths of
that time.
These and other
special characteristics clearly demonstrate the deep knowledge and mastery of
technique that made Indian iron and steel so special and valued till well into
the colonial period in the 18th century ACE.
The benefits of
carburizing iron, or adding additional carbon, were also well known in India.
By the end of the first millennium ACE, iron had been classified into three
different categories depending on carbon content, not measured of course, but
based on physical properties. The Rasaratna samucchaya c. 900-1200 ACE classes
iron into wrought iron (Kanta Loha), carbon steel (Tikshna Loha), and cast iron
(Munda Loha), and further sub-divides these into sub-categories defined by the
kinds of products they are suitable for.
Indian
cast iron was exported in large quantities to South East Asia, Persia, the Arab
countries and to Britain and continental Europe till well into the 18th
Century.
Indian
smiths preferred to use the forge-welding method of making large objects such
as cannon or the iron pillar since this enabled them to use good steel, rather
than the method of casting that was gaining ground in Europe by the 17th
century. Relatively large discs or ingots were heated and joined to each other
by hammering to form larger pieces and so on till the complete object was made.
The Iron Pillar at the Qutab Minar still bears distinct marks that reveal the
different places where such forge-welding was done. Limitations of scale as
well as the huge quantities of charcoal required as compared to castings were
among the factors that led to the decline of such techniques in India.
World-famous Wootz Steel Even
more famous than the iron-making was the renowned Indian high-carbon steel made
by what the Europeans would later call crucible technique. This steel became
known in Arabic as fulad and to Europeans as wootz steel, probably a corrupted
form of the Tamil urukku (melted or molten) or the Kannada ukku with the same
meaning.
Wrought
iron was mixed in a crucible along with charcoal and glass, and heated till
they combined and a relatively high-carbon steel was produced. The steel was
then worked and given appropriate heat treatment such as heating and then
cooling in air (annealing), or rapidly cooling it by immediately dipping it in
different liquids to give it specific properties (quenching) or heating it
again after quenching to particular temperatures so as to reduce its
brittleness and give it more toughness (tempering), and so on.
Indian artisans knew
and practiced numerous such heat treatment techniques and produced a wide
variety of specialized iron, steels and products. Indian steel was made in vast
quantities and exported by traders and merchants throughout Asia, the
Middle-East and later Europe.
Wootz steel seemed to
have been made in India perhaps in the second half of the first millennium BCE
although it seemed to have come to the attention of the Arabs, Greeks, Romans
and others a few centuries later. The famous Turkish-Greek historian Herodotus
noted that Indian soldiers used iron or steel arrowheads in the battle of
Thermopylae c.500 BCE. So famous was the Indian wootz, that when Alexander the
Great came to India in the course of his conquests, he was gifted not gold or
silver but 30 pounds of wootz steel!
The renowned
philosopher-astronomer-mathematician Varahamihira in his Khadagalakshanam
(sword-making) c. 500 CE, gives detailed descriptions of the forging of
sharp-edged swords. He also notes
various methods of quenching, such as in sheep’s blood, mare’s milk, oil and
ghee. Various manufacturing and heat treatment methods relating to different
kinds of products are recorded by scholars in Sanskrit or Pali texts in
different periods over the centuries well into the medieval period indicating
the depth of knowledge and sophistication of the blacksmiths of those times.
The renowned scholar of Ayurveda and pioneer of surgical techniques, Susruta
(ca.500-600 BCE) used a variety of steel implements and tools that are
described in the Susruta Samhita, which is now believed to be a compilation
spanning several centuries well into the first millennium CE. The Arthashastra,
again a multi-author compilation over the period 300BCE-200CE, similarly
details a variety of steel weapons and armour including chain-mail armour.
It appears that these
skills and techniques resulted in products of unparalleled excellence for well
over 1500 years. The Arab traveler and writer Idrisi wrote sometime in the 12th
Century ACE that Indians excel in the manufacture of iron and what was known as
Indian steel: “It is not possible to find anything that surpasses the edge of
Indian steel (al hadid al-Hindi).” The technique of sword-making and imparting
it strength without brittleness and an extremely sharp edge which did not lose
its sharpness easily made Indian swords famous across continents.
The Europeans came to
know these as Damascene swords or swords from Damascus because that is where
they encountered them. One commentator during the Crusades marvels at how “one
blow of a Damascus sword would cleave a European helmet without turning the
edge or cut through a silk handkerchief drawn across it.” Another traveler
described the characteristic wavy pattern of these delicately forged and
tempered blades as “having a water pattern whose wavy streaks are
glistening like a pond on whose surface the wind is gliding.”
Studies have shown
that Wootz steel was high-carbon steel with 1-2% carbon which exhibits
super-plastic properties, that is, where the object can change its external
shape substantially without having to undergo internal physico-chemical
changes.
Such tempered steel,
whether made in India, China or Japan, even though made in fairly large
quantities, was at the same time quite rare and was used mainly for swords and
other weaponry, besides some artisanal tools. In earlier times, high quality
steel swords were so uncommon that magical powers were often ascribed to them.
Indian iron, steel and
swords were exported in large quantities even upto the late 18th century. There
seems to have been large volumes of exports from major ports, so much so that
these traders constituted a separate category by themselves. Although exports
from the northern regions declined after the 11th and 12th centuries due to the
frequent wars, change of rulers and consequent instability in that region at
the time. It is recorded that the Dutch made huge profits from the import of
Indian swords even till the 17th century. Indian iron too was rated very highly
in Europe and large quantities were imported into Britain to make bridges and
other construction even in the early 19th century.
Secret skills Clearly, all these materials,
techniques and products would have required special skills and sophisticated
techniques. In ancient and medieval India, metal working artisans specialized
in particular metals or operations, and were formed into guilds or associations
which also came to be characterized by hereditary caste and kinship
relationships. Traders too were organized into guilds according to the wares
they dealt with, praastarika being metal traders.
Since
the main buyers of metal goods were the rulers and their armies, rich folk,
traders and other artisans, it appears that artisans were concentrated in towns
and cities rather than in the more remote areas where ores were found and
where, presumably, those artisans who extracted the metals from their ores
still operated. It has been noted that during the period known as the “second
urbanization” (6th to 3rd century BCE), towns and cities including ports of
course were full of metal-working and other artisans.
Eighteen
different guilds (sreni, puga) of artisans have been noted, with guilds being
led by a headman (pramukha) or elder (jyeshthaka) or leader (sreshtin).
Panini’s Ashtadhyayi mentions different
types of artisanal groups functioning around the 4th century BCE, those who
catered to ordinary people, again divided into two types, those who stayed at
home and those who roamed about in search of work, and those who worked for
royalty or the court (rajashilpi). Numerous
other documentary sources refer to two types of iron smiths, those who made
wrought iron and those who made steel and weapons.
This
is not unique to India. In fact, almost all societies where metal working
became an extensive and organized activity showed that artisan tribes, clans or
other communities formed closed guilds or associations which closely guarded
their techniques, skills and knowledge.
As
discussed in an earlier section, despite all the inter-civilizational exchanges
and trade, therefore, knowledge and skills were not freely transmitted.
Artisans zealously protected their knowledge and passed them on only within the
family or other in-group. This is among the major reasons why this vast and
sophisticated knowledge and highly-honed skills of iron and steel-making died
out a few centuries after large-scale iron smelting and casting became known in
Europe.
The ancient Indian
techniques of iron and steel making were no longer viable and could not compete
with the European industrial forms of production, even though the quality of
iron and steel made in India remained superior for at least a couple of
centuries till the industrial revolution and capitalism took solid root in
Europe and squeezed out the renowned traditional Indian iron and steel-making
techniques and knowledge.
6. INDIAN RHINOPLASTY: COSMETIC
SURGERY
Cowasjee, a bullock-cart driver,
in the employment of English troops, along with four other native sepoys was
captured by Tipu Sultan during the Carnatic Wars. Taken prisoner, Cowasjee and
other four sepoys’ noses were mutilated and their hand cut-off, as was the
custom in those days. In fact not only the humiliated prisoners of wars, but
for many alleged offences, such as adultery, witchcraft etc the shastras
prescribed mutilation of nose as a punishment.
After a year without a nose, he
and four of his colleagues submitted themselves to treatment by a lower caste
bricklayer, who had a reputation for nose repairs. The operations were
witnessed by Thomas Cruso and James Findlay, surgeons at the British Residency
in Poona. They perhaps prepared a description of what they saw and diagrams of
the procedure.
Cowasjee's and other four sepoys’
noses were reconstructed with a flap of skin rotated down from the forehead, a
template of thin wax having been used to determine the size of the flap.
The amazed Englishmen wrote about
the ingenious rhinoplasty, plastic surgery performed on the nose by an ordinary
bricklayer, in the Madras Gazette of 5th August 1794, describing in detail the
procedure used in the restoration.
Gentleman's Magazine in London picked up this news item and printed it
on October 1794.
Until that time, nasal
reconstruction in Europe was performed by a procedure attributed to an Italian
professor of medicine from Bologna, Gaspar Tagliaccozzi druing 1597. Tagliaccozzi first made two parallel
incisions in the upper arm to partially cut away the skin. Then linen gauze is
inserted under the skin flap and the rhinoplasty patient was kept on bed rest
for 14 days. Once the skin flap adjusted to its reduced blood supply, the next
stage of surgery was performed. In this second phase of rhinoplasty, the part of
the skin flap closer to the face was cut free leaving the base attached near
the elbow. The free edge was attached to the patient’s face, and the patient’s
arm and shoulder then had to be immobilized in a leather vest with multiple
straps.
The rhinoplasty patient had to
remain with his or her arms tied to his face for three weeks. By that time the
skin flap from the arm is grafted on to the face, skin at the arm was cut free
and the new nose trimmed and shaped. Although the procedure resulted in a new
reconstructed nose, as the arm was tied to the face and kept immobilised,
results in a frozen shoulder.
In contrast the in Cowasjee's
case, as described in the magazine, initially a wax nose pattern was made. The
pattern was reversed, flattened and traced on patient’s forehead. The cuts were
made along the traced line and the forehead skin flap was rotated 180 degrees
and attached to the nose leaving a narrow bridge of skin intact between
Cowasjee’s eyebrows. After about 25 days, the skin bridge was divided and the
patient was kept on bed rest for four to five days. The donor site on the
forehead was allowed to heal on its own, leaving a mirror image of a nose on
the forehead.
Sushruta Samhita This collection by Sushruta
vividly described numerous operations in various fields of surgery with
significant contributions to Plastic Surgery. In addition to Rhinoplasty,
Sushruta Samhita discuss various surgical procedures to correct pedicle flap,
repair of ear lobe defects ,repair of traumatic and congenital clefts of the
lip as well as classification of burns ,description of sharp (20 types) and
blunt (101 types)instruments, practice of mock operations, cadveric dissection
,use of wine to dull the pain of surgical incisions, code of ethics and so on.
The nose in Indian society has remained a symbol of dignity and respect
throughout antiquity. In ancient times, amputation of nose was frequently done
as a punishment for criminals, war prisoners or people indulged in adultery.
Rhinoplasty described in Sushruta
Samhita is as follows: “The portion of the nose to be covered should be first
measured with a leaf. Then a piece of skin of the required size should be
dissected from the living skin of the cheek, and turned back to cover the nose,
keeping a small pedicle attached to the cheek. The part of the nose to which
the skin is to be attached should be made raw by cutting the nasal stump with a
knife. The physician then should place the skin on the nose and stitch the two
parts swiftly, keeping the skin properly elevated by inserting two tubes of
eranda (the castor-oil plant) in the position of the nostrils, so that the new
nose gets proper shape. The skin thus properly adjusted, it should then be
sprinkled with a powder of liquorice, red sandal-wood and barberry plant. Finally,
it should be covered with cotton, and clean sesame oil should be constantly
applied. When the skin has united and granulated, if the nose is too short or
too long, the middle of the flap should be divided and an endeavor made to
enlarge or shorten it.”
The Sanskrit text of 'Sushruta
Samhita' was later translated in Arabic by Ibn Abi Usaybia (1203-1269 AD). As
the historical pages started opening up, the knowledge of Rhinoplasty spread
from India to Arabia and Persia and from there to Egypt. The classical cheek
flap Rhinoplasty of Sushruta was later modified by using a rotation flap from
the adjacent forehead. The Indian Method
of Rhinoplasty was practised by bricklayers near Poona, Kanghairas of Kangra
and so on and each group of people kept the technique as secret for centuries.
The report of this amazing nasal
reconstruction operation performed in India, then a British colony published in
a non-medical GK magazine attracted the attention of a British medical
surgeon, Dr JC Carpue. The report
described the procedure as follows: “The surgeons belonging to the country cut
the skin of the forehead above the eyebrows, and made it fall down over the
wounds on the nose. Then, giving a twist so that a live flesh might meet the
other live surface, by healing applications, they fashioned for them other
imperfect noses. There is left above, between the eyebrows, a small hole,
caused by the twist given to the skin to bring the two live surfaces together.
In a short time the wounds heal up, some obstacle being placed beneath to allow
of respiration. I saw many persons with such noses, and they were not so
disfigured as they would have been without any nose at all.” Recognising the
immense potential the Indian method, as it was subsequently called, had for
rhinoplasty procedures, reducing the down time and also avoidance of the frozen
shoulders, Carpue waited for an opportune moment to test it on a patient. Dr Carpue successfully performed the first
Rhinoplasty operation using the Indian method on October 23, 1814. Encouraged
by the reports of Dr Carpue Indian
technique gained popularity amongst British and European surgeons. By 1897, at
least 152 rhinoplasties had been performed in Europe.
Interestingly, whereas most
Europeans seeking rhinoplasty had lost their noses in duels or battles, the
Indian operation had been developed more than 2000 years earlier when the
punishment for adultery was cutting off the offender’s nose.
The resurgence of
Indian method began in the 1700s when British surgeons working for the East India
Company saw the work done by Indian surgeons. What became known as the Indian
rhinoplasty very quickly became the operation of choice for nasal
reconstruction in Europe and America, in spite of the usual chauvinistic
attitudes of European doctors. Later, with the dissemination and refinement of
the technique it became an established procedure worldwide. Building upon the
early rhinoplasty procedures described by Sushrutha, modern plastic surgeons
today use modern aesthetic techniques and modernized version of the Indian
surgical operation for nasal reconstruction.
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